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HENNESSY ADVISORS INC — Director's Dealing 2016
Sep 19, 2016
34314_dirs_2016-09-19_ffbe0378-c16d-44cb-b430-7b1775460a18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2016-09-16
Reporting Person: NILSEN TERESA M (Director, EVP, CFO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-16 | Common Stock | F | 1392 | $36.16 | Disposed | 94995 | Direct |
| 2016-09-17 | Common Stock | F | 1427 | $36.16 | Disposed | 93568 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2024 | Indirect |
| Common Stock | 1012 | Indirect |
Footnotes
F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.
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