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HENNESSY ADVISORS INC — Director's Dealing 2016
Sep 21, 2016
34314_dirs_2016-09-21_b560517c-c8fd-47c4-9614-86832cd1052f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2016-09-19
Reporting Person: STEADMAN DANIEL B (Director, Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-19 | Common Stock | S | 1564 | $35.3399 | Disposed | 36160 | Direct |
| 2016-09-20 | Common Stock | S | 2286 | $35.1776 | Disposed | 33874 | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $35.3014 to $35.424. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $34.5384 to $35.46. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.