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HENNESSY ADVISORS INC — Director's Dealing 2016
Sep 23, 2016
34314_dirs_2016-09-23_cdedea0d-50be-41e2-8566-7a0f3d8eef96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2016-09-21
Reporting Person: HENNESSY BRIAN A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-21 | Common Stock | A | 3500 | — | Acquired | 192881 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8437 | Indirect |
Footnotes
F1: Includes 3,500 shares underlying restricted stock units that will vest 25% per year beginning on September 21, 2017.
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