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HENNESSY ADVISORS INC — Director's Dealing 2016
Sep 23, 2016
34314_dirs_2016-09-23_7aa1ebb1-a201-4506-b357-b84e65be4198.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2016-09-21
Reporting Person: HENNESSY NEIL J (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-21 | Common Stock | A | 10500 | — | Acquired | 1615171 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16875 | Indirect |
Footnotes
F1: Includes 10,500 shares underlying restricted stock units that will vest 25% per year beginning on September 21, 2017.
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