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HENNESSY ADVISORS INC — Director's Dealing 2015
Mar 5, 2015
34314_dirs_2015-03-05_129d9e44-cf5f-4146-8377-8412867c552c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2015-03-03
Reporting Person: STEADMAN DANIEL B (Director, Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-03 | Common Stock | S | 1200 | $23.0251 | Disposed | 47811 | Direct |
| 2015-03-04 | Common Stock | S | 1500 | $23.0305 | Disposed | 46311 | Direct |
| 2015-03-04 | Common Stock | S | 5000 | $23.0022 | Disposed | 41311 | Direct |
Footnotes
F1: The reporting person sold the shares for diversification purposes.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $23.00 to $23.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $23.00 to $23.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.