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HENNESSY ADVISORS INC Director's Dealing 2015

Sep 18, 2015

34314_dirs_2015-09-18_053df3da-7936-4b92-9f51-c1f61043d6bd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2015-09-17

Reporting Person: OFFENBACH RODGER (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-09-17 Common Stock A 5000 Acquired 76053 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5935 Indirect
Common Stock 4247 Indirect

Footnotes

F1: Includes 5,000 shares underlying restricted stock units that will vest 25% per year beginning on September 17, 2016.