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HENNESSY ADVISORS INC — Director's Dealing 2015
Sep 18, 2015
34314_dirs_2015-09-18_7b988514-09fa-41ff-ba43-ddbfc1ecd68a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2015-09-17
Reporting Person: SEAVEY THOMAS L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-17 | Common Stock | A | 5000 | — | Acquired | 49211 | Direct |
Footnotes
F1: Includes 5,000 shares underlying restricted stock units that will vest 25% per year beginning on September 17, 2016.
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