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HENNESSY ADVISORS INC — Director's Dealing 2015
Sep 18, 2015
34314_dirs_2015-09-18_9c5519b1-bb33-41d8-963c-87920030b504.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2015-09-16
Reporting Person: STEADMAN DANIEL B (Director, Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-16 | Common Stock | F | 920 | $24.80 | Disposed | 40391 | Direct |
| 2015-09-17 | Common Stock | A | 15000 | — | Acquired | 55391 | Direct |
Footnotes
F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.
F2: Includes 15,000 shares underlying restricted stock units that will vest 25% per year beginning on September 17, 2016.
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