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HENNESSY ADVISORS INC Director's Dealing 2015

Sep 25, 2015

34314_dirs_2015-09-25_d1721587-ce8e-4d2a-a1cc-430395ff1786.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2015-09-23

Reporting Person: NILSEN TERESA M (Director, EVP, CFO and Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-09-23 Common Stock F 1401 $24.1 Disposed 115890 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1124 Indirect
Common Stock 1012 Indirect

Footnotes

F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.