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HENNESSY ADVISORS INC Director's Dealing 2015

Sep 29, 2015

34314_dirs_2015-09-29_75618716-65a2-4e6d-8909-7dc15e9513b7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2015-09-25

Reporting Person: HENNESSY BRIAN A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-09-25 Common Stock D 30403 $25 Disposed 200581 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8437 Indirect

Footnotes

F1: Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.