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HENNESSY ADVISORS INC — Director's Dealing 2015
Oct 6, 2015
34314_dirs_2015-10-05_43116f88-e0d5-425f-9c4e-3e5da32cff12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2015-09-30
Reporting Person: NILSEN TERESA M (Director, EVP, CFO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-30 | Common Stock | G | 1000 | — | Disposed | 103287 | Direct |
| 2015-10-01 | Common Stock | G | 900 | — | Disposed | 102387 | Direct |
| 2015-10-01 | Common Stock | G | 900 | — | Acquired | 2024 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1012 | Indirect |
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