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HENNESSY ADVISORS INC Director's Dealing 2014

May 19, 2014

34314_dirs_2014-05-19_5e7060f7-4606-4f00-931b-50dc4910c734.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2014-05-15

Reporting Person: SEAVEY THOMAS L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-05-15	Common Stock	M	14411	$7.11	Acquired	44211	Direct
2014-05-16	Common Stock	M	8500	$7.11	Acquired	52711	Direct
2014-05-16	Common Stock	S	8500	$12.25	Disposed	44211	Direct
2014-05-19	Common Stock	M	2402	$7.11	Acquired	46613	Direct
2014-05-19	Common Stock	S	2402	$12.40	Disposed	44211	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-05-15	Stock Option (right to acquire)	$7.11	M	14411	Disposed	2014-11-03	Common Stock (14411)	Direct
2014-05-16	Stock Option (right to acquire)	$7.11	M	8500	Disposed	2014-11-03	Common Stock (8500)	Direct
2014-05-19	Stock Option (right to acquire)	$7.11	M	2402	Disposed	2014-11-03	Common Stock (2402)	Direct