AI assistant
Sending…
HENNESSY ADVISORS INC — Director's Dealing 2014
Jun 3, 2014
34314_dirs_2014-06-03_8534af03-85e0-4b19-a8fa-1715df804d9a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2014-06-02
Reporting Person: HANSEL HENRY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-02 | Common Stock | M | 25313 | $7.11 | Acquired | 128771 | Direct |
| 2014-06-02 | Common Stock | F | 11802 | $15.25 | Disposed | 116969 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-02 | Stock Option (right to acquire) | $7.11 | M | 25313 | Acquired | 2014-11-03 | Common Stock (25313) | Direct |
More from HENNESSY ADVISORS INC
Regulatory Filings
2026
May 28
Regulatory Filings
2026
Feb 9
Interim / Quarterly Report
2026
Feb 5
Regulatory Filings
2026
Feb 5
Major Shareholding Notification
2026
Feb 3
Regulatory Filings
2026
Jan 27
Director's Dealing
2025
Dec 31
Director's Dealing
2025
Dec 29
Director's Dealing
2025
Dec 22
Director's Dealing
2025
Dec 11