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HENNESSY ADVISORS INC — Director's Dealing 2014
Jun 6, 2014
34314_dirs_2014-06-06_f44e73f7-1ce1-414f-bdaa-2cc2e78cce3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2014-06-04
Reporting Person: OFFENBACH RODGER (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-04 | Common Stock | S | 1000 | $15.10 | Disposed | 69043 | Direct |
| 2014-06-05 | Common Stock | S | 301 | $15.15 | Disposed | 68742 | Direct |
| 2014-06-05 | Common Stock | S | 200 | $15.10 | Disposed | 68542 | Direct |
| 2014-06-05 | Common Stock | S | 4 | $15.2399 | Disposed | 68538 | Direct |
| 2014-06-06 | Common Stock | S | 1485 | $15.1 | Disposed | 67053 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5935 | Indirect |
| Common Stock | 4247 | Indirect |
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