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HENNESSY ADVISORS INC Director's Dealing 2014

Jun 6, 2014

34314_dirs_2014-06-06_f44e73f7-1ce1-414f-bdaa-2cc2e78cce3c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2014-06-04

Reporting Person: OFFENBACH RODGER (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-04 Common Stock S 1000 $15.10 Disposed 69043 Direct
2014-06-05 Common Stock S 301 $15.15 Disposed 68742 Direct
2014-06-05 Common Stock S 200 $15.10 Disposed 68542 Direct
2014-06-05 Common Stock S 4 $15.2399 Disposed 68538 Direct
2014-06-06 Common Stock S 1485 $15.1 Disposed 67053 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5935 Indirect
Common Stock 4247 Indirect