HENNESSY ADVISORS INC — Director's Dealing 2014

Sep 24, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2014-09-23

Reporting Person: HENNESSY NEIL J (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-09-23	Common Stock	A	15000	—	Acquired	1878394	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7500	Indirect
Common Stock	16875	Indirect

Footnotes

F1: Includes 15,000 shares underlying restricted stock units that will vest 25% per year beginning on September 23, 2015.