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HENNESSY ADVISORS INC — Director's Dealing 2014
Oct 14, 2014
34314_dirs_2014-10-14_2fc1a42e-2de3-4a29-86d3-e7a5aab61339.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2014-10-13
Reporting Person: OFFENBACH RODGER (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-13 | Common Stock | A | 5000 | — | Acquired | 72053 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5935 | Indirect |
| Common Stock | 4247 | Indirect |
Footnotes
F1: Includes 5,000 shares underlying restricted stock units that will vest 25% per year beginning on October 13, 2015.
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