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HENNESSY ADVISORS INC — Director's Dealing 2007
Feb 8, 2007
34314_dirs_2007-02-08_c4030796-5fac-4cf7-9684-77cf8657529c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2007-02-06
Reporting Person: NILSEN TERESA M (Director, EVP, CFO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-02-06 | Common Stock | M | 11315 | $10.67 | Acquired | 49040 | Direct |
| 2007-02-06 | Common Stock | S | 11315 | $24.97 | Disposed | 37725 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-02-06 | Stock Option (right to acquire) | $10.67 | M | 11315 | Disposed | 2014-11-03 | Common Stock (11315) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 225 | Indirect |
| Common Stock | 225 | Indirect |
| Common Stock | 675 | Indirect |
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