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HENNESSY ADVISORS INC — Director's Dealing 2005
Dec 14, 2005
34314_dirs_2005-12-14_75283102-0f39-44b0-a0d3-fa09f2314268.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2005-12-12
Reporting Person: SEAVEY THOMAS L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-12-12 | Common Stock | M | 15000 | — | Acquired | 22500 | Direct |
| 2005-12-12 | Common Stock | S | 15000 | $25.10 | Disposed | 7500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-12-12 | Stock Option (right to acquire) | $10 | M | 15000 | Disposed | 2012-02-28 | Common Stock (15000) | Direct |
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