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HENNESSY ADVISORS INC — Director's Dealing 2005
Dec 20, 2005
34314_dirs_2005-12-20_e70a655c-7f99-4daf-8a34-2936b1cfab29.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2005-12-12
Reporting Person: SEAVEY THOMAS L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-12-12 | Common Stock | M | 15000 | $6.67 | Acquired | 22500 | Direct |
| 2005-12-12 | Common Stock | S | 15000 | $25.10 | Disposed | 7500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-12-12 | Stock Option (right to acquire) | $6.67 | M | 15000 | Disposed | 2012-02-28 | Common Stock (15000) | Direct |
Footnotes
F1: This amendment is being filed to reflect the correct exercise price of Mr. Seavey's option as adjusted for a 3-for-2 stock
split on March 8, 2005.
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