HELIX RESOURCES LIMITED — Major Shareholding Notification 2021

May 16, 2021

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme

HELIX RESOURCES LIMITED

ACN/ARSN ACN 009 138 738

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder became a substantial holder on 13-May-2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4)	Number of securities	Persons' votes(5)	Voting power(6)
Common Stock	68,906,109	68,906,109	6.29%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest(7)	Class and number of securities
Credit Suisse Equities (Australia) Limited(ACN 068 232 708)	Voting rights and right to dispose	68,906,109 Common Stock

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder(8)	Class and number of securities
Credit Suisse Equities (Australia) Limited (ACN 068 232 708)	CS Fourth Nominees Pty Limited (ACN 069 126 432)	Credit Suisse Equities (Australia) Limited	68,906,109 Common Stock

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:

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Holder of relevant Class and number of
interest Date of acquisition Consideration (9) securities
Cash Non-cash
Credit Suisse Equities -4,250,000 Common
14-Jan-21 46,750.0 AUD
(Australia) Limited Stock
Credit Suisse Equities 20-Jan-21 120.0 AUD -10,000 Common Stock
(Australia) Limited
Credit Suisse Equities 21-Jan-21 120.0 AUD -10,000 Common Stock
(Australia) Limited
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Credit Suisse Equities 21-Jan-21 9,750.0 AUD 650,000 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Jan-21 150.0 AUD -10,000 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Jan-21 4,040.0 AUD 240,000 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Jan-21 25,150.0 AUD -1,650,000 Common
(Australia) Limited Stock
Credit Suisse Equities 25-Jan-21 320.0 AUD 20,000 Common Stock
(Australia) Limited
Credit Suisse Equities
27-Jan-21 140.0 AUD -10,000 Common Stock
(Australia) Limited
Credit Suisse Equities 28-Jan-21 115.02 AUD -6,766 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Jan-21 4,080.0 AUD -240,000 Common Stock
(Australia) Limited
Credit Suisse Equities
29-Jan-21 211.74 AUD -13,234 Common Stock
(Australia) Limited
Credit Suisse Equities 5-Feb-21 8,000.0 AUD 500,000 Common Stock
(Australia) Limited
Credit Suisse Equities 10-Feb-21 3,555.66 AUD -237,044 Common Stock
(Australia) Limited
Credit Suisse Equities 11-Feb-21 3,681.38 AUD -262,956 Common Stock
(Australia) Limited
Credit Suisse Equities 15-Feb-21 1,800.0 AUD 200,000 Common Stock
(Australia) Limited
Credit Suisse Equities 17-Feb-21 2,000.0 AUD -200,000 Common Stock
(Australia) Limited
Credit Suisse Equities
18-Feb-21 520.0 AUD 40,000 Common Stock
(Australia) Limited
Credit Suisse Equities 18-Feb-21 650.0 AUD 50,000 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Feb-21 520.0 AUD -40,000 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Feb-21 325.0 AUD -25,000 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Feb-21 9,240.0 AUD 660,000 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Feb-21 350.0 AUD -25,000 Common Stock
(Australia) Limited
Credit Suisse Equities
25-Feb-21 532.0 AUD 38,000 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 247.0 AUD -19,000 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Mar-21 8,060.0 AUD -620,000 Common Stock
(Australia) Limited
Credit Suisse Equities 5-Mar-21 247.0 AUD -19,000 Common Stock
(Australia) Limited
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Credit Suisse Equities 8-Mar-21 520.0 AUD -40,000 Common Stock
(Australia) Limited
Credit Suisse Equities 15-Mar-21 2,145.86 AUD 178,822 Common Stock
(Australia) Limited
Credit Suisse Equities 18-Mar-21 2,069.51 AUD 159,193 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Mar-21 3,900.0 AUD 300,000 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Mar-21 1,050.0 AUD 75,000 Common Stock
(Australia) Limited
Credit Suisse Equities
25-Mar-21 3,900.0 AUD -300,000 Common Stock
(Australia) Limited
Credit Suisse Equities 26-Mar-21 700.0 AUD 50,000 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Mar-21 750.0 AUD 50,000 Common Stock
(Australia) Limited
Credit Suisse Equities
1-Apr-21 2,813.29 AUD 200,949 Common Stock
(Australia) Limited
Credit Suisse Equities
6-Apr-21 3,077.54 AUD 205,169 Common Stock
(Australia) Limited
Credit Suisse Equities
7-Apr-21 1,400.0 AUD 100,000 Common Stock
(Australia) Limited
Credit Suisse Equities
7-Apr-21 1,050.0 AUD -75,000 Common Stock
(Australia) Limited
Credit Suisse Equities
9-Apr-21 5,487.52 AUD 391,966 Common Stock
(Australia) Limited
Credit Suisse Equities 12-Apr-21 700.0 AUD 50,000 Common Stock
(Australia) Limited
Credit Suisse Equities 6,819,820 Common
(Australia) Limited 12-Apr-21 101,417.30 AUD Stock
Credit Suisse Equities 13-Apr-21 750.0 AUD 50,000 Common Stock
(Australia) Limited
Credit Suisse Equities
13-Apr-21 2,100.0 AUD 150,000 Common Stock
(Australia) Limited
Credit Suisse Equities
14-Apr-21 480.0 AUD 30,000 Common Stock
(Australia) Limited
Credit Suisse Equities
15-Apr-21 4,882.32 AUD 305,145 Common Stock
(Australia) Limited
Credit Suisse Equities -2,171,823 Common
16-Apr-21 37,420.99 AUD
(Australia) Limited Stock
Credit Suisse Equities
16-Apr-21 5,346.09 AUD 314,476 Common Stock
(Australia) Limited
Credit Suisse Equities -4,797,997 Common
(Australia) Limited 19-Apr-21 76,824.14 AUD Stock
Credit Suisse Equities 19-Apr-21 800.0 AUD 50,000 Common Stock
(Australia) Limited
Credit Suisse Equities 20-Apr-21 800.0 AUD 50,000 Common Stock
(Australia) Limited
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Credit Suisse Equities 21-Apr-21 480.0 AUD -30,000 Common Stock
(Australia) Limited
Credit Suisse Equities
21-Apr-21 13,281.63 AUD 830,102 Common Stock
(Australia) Limited
Credit Suisse Equities
22-Apr-21 3,000.0 AUD 200,000 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Apr-21 11,700.0 AUD 780,000 Common Stock
(Australia) Limited
Credit Suisse Equities 1,300,000 Common
(Australia) Limited 27-Apr-21 20,000.0 AUD Stock
Credit Suisse Equities 4,350,000 Common
(Australia) Limited 28-Apr-21 67,425.0 AUD Stock
Credit Suisse Equities
29-Apr-21 15,275.0 AUD -980,000 Common Stock
(Australia) Limited
Credit Suisse Equities 3,000,000 Common
29-Apr-21 46,500.0 AUD
(Australia) Limited Stock
Credit Suisse Equities
29-Apr-21 3,087.04 AUD 192,940 Common Stock
(Australia) Limited
Credit Suisse Equities
30-Apr-21 4,650.0 AUD -300,000 Common Stock
(Australia) Limited
Credit Suisse Equities
30-Apr-21 1,170.0 AUD 90,000 Common Stock
(Australia) Limited
Credit Suisse Equities 3-May-21 700.0 AUD 50,000 Common Stock
(Australia) Limited
Credit Suisse Equities -6,850,000 Common
(Australia) Limited 4-May-21 102,750.0 AUD Stock
Credit Suisse Equities
5-May-21 9,060.0 AUD -690,000 Common Stock
(Australia) Limited
Credit Suisse Equities
6-May-21 13,300.0 AUD -950,000 Common Stock
(Australia) Limited
Credit Suisse Equities
10-May-21 1,400.0 AUD 100,000 Common Stock
(Australia) Limited
Credit Suisse Equities
12-May-21 1,400.0 AUD -100,000 Common Stock
(Australia) Limited
Credit Suisse Equities 11,298,717 Common
(Australia) Limited 12-May-21 322,519.83 AUD Stock
Credit Suisse Equities 2,083,832 Common
(Australia) Limited 12-May-21 72,445.85 AUD Stock
Credit Suisse Equities 33,844,843 Common
(Australia) Limited 12-May-21 1,072,676.32 AUD Stock
Credit Suisse Equities
13-May-21 13,804.03 AUD 398,231 Common Stock
(Australia) Limited
Credit Suisse Equities 1,807,277 Common
(Australia) Limited 13-May-21 66,586.97 AUD Stock
Credit Suisse Equities 16,294,447 Common
(Australia) Limited 13-May-21 586,639.59 AUD Stock
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6. Associates

4

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

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Name and ACN/ARSN (if applicable) Nature of association
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Credit Suisse Equities (Australia) Limited (ACN 068 232 708)	Related Body Corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited (ACN 068 232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia

Signature

print name sign here	Winston Loke capacity Authorised Signatory
	date 17-May-2021

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