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HELIX RESOURCES LIMITED — Director's Dealing 2024
May 20, 2024
65059_rns_2024-05-20_c215b55a-7620-462e-ae1e-64af181e1e9b.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HELIX RESOURCES LIMITED ABN 27 009 138 738
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Michael Rosenstreich |
|---|---|
| Date of last notice | 4 December 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Mr Michael Benjamin Rosenstreich & Ms Wendy Jane Rosenstreich Mr Rosenstreich is a trustee and benefi- ciary |
| Date of change | 21 May 2024 |
| No. of securities held prior to change Mr Michael Benjamin Rosenstreich & Ms Wendy Jane Rosenstreich Trustee and beneficiary |
4,958,333 fully paid ordinary shares 6,000,000 Class D incentive options 6,000,000 Class E incentive options 6,000,000 Class F incentive options |
| Class | 1) Ordinary Shares 2) Options ex $0.006 on or before 21 May 2027 |
| Number acquired | 1) 1,652,778 2) 826,389 |
| Number disposed | Nil |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Change of Director’s Interest Notice
Appendix 3Y
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
1) $0.003 per share 2) Nil, free attaching |
|---|---|
| No. of securities held after change Mr Michael Benjamin Rosenstreich & Ms Wendy Jane Rosenstreich Trustee and beneficiary |
6,611,111 fully paid ordinary shares 6,000,000 Class D incentive options 6,000,000 Class E incentive options 6,000,000 Class F incentive options 826,389 options exercisable at $0.006 on or before 21 May 2027 |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securi- ties under dividend reinvestment plan, par- ticipation in buy-back |
Issue of securities under Entitlement Of- fering |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/a |
| If prior written clearance was provided, on what date was this provided? |
N/a |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
| Class | Vesting Condition | Vesting Date | Expiry Date |
|---|---|---|---|
| Class D | The Company’s VWAP being at least $0.013 over 20 consecutive Trading Days (commencing after the date of the Meeting) |
3 years from the date of issue |
5 years from the date of issue |
| Class E | The Company announcing a JORC Code 2012 compliant Mineral Resource of at least Inferred classification of: • at least 80kt contained copper equivalent; • minimum grade of not less than 1.0% Cu equivalent which may contain copper, gold, silver, zinc, nickel, cobalt or lead; • across any number of deposits though each has to have an en- dowment of greater than 20kt Cu (eq); • estimated on an attributable own- ership basis; and • for deposits on tenure in which the Company has mineral rights direct- ly or by joint venture. |
3 years from the date of issue |
5 years from the date of issue |
| Class F | The Company announcing a JORC Code 2012 compliant Mineral Resource of at least Inferred classification of: • at least 160kt contained copper equivalent; • minimum grade of not less than 1.0% Cu equivalent which may contain copper, gold, silver, zinc, nickel, cobalt or lead; • across any number of deposits though each has to have an en- dowment of greater than 20kt Cu (eq); • estimated on an attributable own- ership basis; and • for deposits on tenure in which the Company has mineral rights direct- ly or by joint venture. |
3 years from the date of issue |
5 years from the date of issue |
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011