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HELIX ENERGY SOLUTIONS GROUP INC — Director's Dealing 2021
Jan 8, 2021
32241_dirs_2021-01-08_844029ae-2fd3-4460-a223-f52db4ad2cd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIX ENERGY SOLUTIONS GROUP INC (HLX)
CIK: 0000866829
Period of Report: 2021-01-06
Reporting Person: Sparks Scott Andrew (EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-06 | Common Stock | M | 142572 | — | Acquired | 332188 | Direct |
| 2021-01-06 | Common Stock | F | 53251 | $4.20 | Disposed | 278937 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-06 | Performance Share Units | $ | M | 142572 | Disposed | Common Stock (142572) | Direct |
Footnotes
F1: Each Performance Share Unit ("2018 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2018 and ended December 31, 2020. Amount earned and vested was 200% of the number of 2018 PSUs granted.
F2: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2018 PSUs.