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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2024
Jan 9, 2024
31796_dirs_2024-01-09_a2d079e9-9b7c-4194-afb2-1c78af6a96d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2024-01-06
Reporting Person: Greenberg Marc A (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-06 | Common Stock | M | 3968 | $0.00 | Acquired | 4993.2899 | Direct |
| 2024-01-06 | Common Stock | F | 1734 | $42.35 | Disposed | 3260 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-06 | Restricted Stock Units | $0.00 | M | 3968 | Disposed | Common Stock (3968) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 58.499 | Indirect |
| Common Stock | 166 | Indirect |
Footnotes
F1: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F2: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan.
F3: Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
F4: The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.
F5: Each RSU represents the right to receive, following vesting, one share of Common Stock.
F6: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.