AI assistant
HELIOS TECHNOLOGIES, INC. — Director's Dealing 2023
Jan 6, 2023
31796_dirs_2023-01-05_4cb45221-63ac-4440-a007-af05f0c3429e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2023-01-03
Reporting Person: Greenberg Marc A (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-03 | Common Stock | M | 329 | $0.00 | Acquired | 889.93 | Direct |
| 2023-01-03 | Common Stock | F | 147 | $54.41 | Disposed | 743.2686 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-03 | Restricted Stock Units | $0.00 | M | 329 | Disposed | Common Stock (329) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 58.477 | Indirect |
Footnotes
F1: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F2: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan.
F3: Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
F4: Each RSU represents the right to receive, following vesting, one share of Common Stock.
F5: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.