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HELIOS TECHNOLOGIES, INC. Director's Dealing 2023

Jan 31, 2023

31796_dirs_2023-01-31_184396c7-13da-46ea-91ee-a3a45c62e73d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2023-01-28

Reporting Person: Greenberg Marc A (General Counsel and Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-28 Common Stock M 182 $0.00 Acquired 925.2686 Direct
2023-01-28 Common Stock F 82 $66.19 Disposed 843.2686 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-28 Restricted Stock Units $0.00 M 182 Disposed Common Stock (182) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 58.558 Indirect
Common Stock 92.105 Indirect

Footnotes

F1: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F2: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan.

F3: Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.

F4: The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

F5: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F6: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.