AI assistant
HELIOS TECHNOLOGIES, INC. — Director's Dealing 2022
Jan 5, 2022
31796_dirs_2022-01-04_afe4fcb6-e3e1-450a-a6ff-04ca0175af4b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2022-01-01
Reporting Person: Morgan Jason Lemar (President, CVT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-01 | Common Stock | M | 1126 | $0.00 | Acquired | 1340.618 | Direct |
| 2022-01-01 | Common Stock | F | 503 | $105.17 | Disposed | 837.618 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-01 | Restricted Stock Units | $ | M | 1126 | Disposed | Common Stock (1126) | Direct | |
| 2022-01-03 | Restricted Stock Units | $ | A | 1460 | Acquired | Common Stock (1460) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23.425 | Indirect |
Footnotes
F1: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (52.4474 during Q3 and Q4 of 2021).
F2: Reflects the current allocation of shares under the Helios Technologies Inc 401(K) Retirement Plan.
F3: Each RSU granted to reporting person on 1/1/2021 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU granted to reporting person on 1/1/2021, 100% of the awards vest and convert into Common Stock one year from the grant date.
F4: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.