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HELIOS TECHNOLOGIES, INC. Director's Dealing 2022

Jan 5, 2022

31796_dirs_2022-01-04_afe4fcb6-e3e1-450a-a6ff-04ca0175af4b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2022-01-01

Reporting Person: Morgan Jason Lemar (President, CVT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-01-01 Common Stock M 1126 $0.00 Acquired 1340.618 Direct
2022-01-01 Common Stock F 503 $105.17 Disposed 837.618 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-01-01 Restricted Stock Units $ M 1126 Disposed Common Stock (1126) Direct
2022-01-03 Restricted Stock Units $ A 1460 Acquired Common Stock (1460) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 23.425 Indirect

Footnotes

F1: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (52.4474 during Q3 and Q4 of 2021).

F2: Reflects the current allocation of shares under the Helios Technologies Inc 401(K) Retirement Plan.

F3: Each RSU granted to reporting person on 1/1/2021 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU granted to reporting person on 1/1/2021, 100% of the awards vest and convert into Common Stock one year from the grant date.

F4: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.