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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2022
Feb 1, 2022
31796_dirs_2022-02-01_408cead7-455c-4879-abbd-01b3a69d92fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2022-01-28
Reporting Person: Fulton Tricia L (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-28 | Common Stock | M | 975 | $0.00 | Acquired | 43126.621 | Direct |
| 2022-01-28 | Common Stock | F | 436 | $77.10 | Disposed | 42690.621 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-28 | Restricted Stock Units | $ | M | 975 | Disposed | Common Stock (975) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5734.285 | Indirect |
Footnotes
F1: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (7.8512 Q4 of 2021).
F2: Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.
F3: Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
F4: Each RSU represents the right to receive, following vesting, one share of Common Stock.
F5: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.