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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2022
Mar 2, 2022
31796_dirs_2022-03-01_6b10cd02-a0dd-450c-8e34-e548b6d47120.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2022-02-25
Reporting Person: Morgan Jason Lemar (President, CVT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-25 | Common Stock | M | 1456 | $0.00 | Acquired | 2640.618 | Direct |
| 2022-02-25 | Common Stock | F | 573 | $105.17 | Disposed | 2067.618 | Direct |
| 2022-02-28 | Common Stock | M | 348 | $0.00 | Acquired | 2415.618 | Direct |
| 2022-02-28 | Common Stock | F | 137 | $78.41 | Disposed | 2278.618 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-25 | Performance-Based Restricted Stock Units | $ | M | 1456 | Disposed | Common Stock (1456) | Direct | |
| 2022-02-28 | Restricted Stock Units | $ | M | 348 | Disposed | Common Stock (348) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23.451 | Indirect |
Footnotes
F1: Acquired performance-based restricted stock units granted to the Reporting Person on February 22, 2019, as determined by the performance period beginning on the first day of the Company's fiscal year ending December 28, 2019 and ending on the last day of the Company's fiscal year ending January 1, 2022, following subsequent financial approval on February 25, 2022 of the payout percentage for the grant based on performance criteria. The payout percentage for the grant based on performance goals was 150%.
F2: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Withholding of shares to cover taxes on the vesting was calculated pursuant to performance criteria for period ending on the last day of January 1, 2022.
F3: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F4: Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
F5: Each RSU represents the right to receive, following vesting, one share of Common Stock.
F6: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.