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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2022
Jul 6, 2022
31796_dirs_2022-07-06_ca143e14-c6ec-4ccf-8d45-e268692e1aeb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2022-07-01
Reporting Person: Matosevic Josef (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-01 | Common Stock | M | 1709 | $0.00 | Acquired | 9220 | Direct |
| 2022-07-01 | Common Stock | M | 5833 | $0.00 | Acquired | 15053 | Direct |
| 2022-07-01 | Common Stock | F | 2969 | $64.82 | Disposed | 12084 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-01 | Restricted Stock Units | $0.00 | M | 1709 | Disposed | Common Stock (1709) | Direct | |
| 2022-07-01 | Restricted Stock Units | $0.00 | M | 5833 | Disposed | Common Stock (5833) | Direct | |
| 2022-07-01 | Restricted Stock Units | $ | A | 27 | Acquired | Common Stock (27) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14.07 | Indirect |
Footnotes
F1: Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.
F2: The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.
F3: Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
F4: Each RSU represents the right to receive, following vesting, one share of Common Stock.
F5: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.