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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2021
Jul 6, 2021
31796_dirs_2021-07-06_6f3e6df2-727f-4004-ac63-d585f832b6c2.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2021-06-04
Reporting Person: Morgan Jason Lemar (President, CVT)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Common Stock (324) | Direct | ||
| Performance-Based Restricted Stock Units | $0.00 | Common Stock (971) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock (696) | Direct | ||
| Performance-Based Restricted Stock Units | $0.00 | Common Stock (1043) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock (713) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock (1126) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock (754) | Direct | ||
| Performance-Based Restricted Stock Units | $0.00 | Common Stock (754) | Direct |
Footnotes
F1: The Form 3 is being amended to include the holdings not included on the reporting person's original filing.
F2: Restricted stock units granted to reporting person on February 22, 2019; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
F3: Performance-Based Restricted stock units granted to reporting person on February 22, 2019; representing the right to receive, following vesting, shares of Common Stock. The number of shares acquired upon vesting is contingent upon achievement of pre-established performance metrics and will vest at the end of 2021 fiscal year.
F4: Restricted stock units granted to reporting person on February 28, 2020; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
F5: Performance-Based Restricted stock units granted to reporting person on February 28, 2020; representing the right to receive, following vesting, shares of Common Stock. The number of shares acquired upon vesting is contingent upon achievement of pre-established performance metrics and will vest at the end of 2022 fiscal year.
F6: Restricted stock units granted to reporting person on July 1, 2020; unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.
F7: Restricted stock units granted to reporting person on January 1, 2021; unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.
F8: Restricted stock units granted to reporting person on January 28, 2021; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
F9: Performance-Based Restricted stock units granted to reporting person on January 28, 2021; representing the right to receive, following vesting, shares of Common Stock. The number of shares acquired upon vesting is contingent upon achievement of pre-established performance metrics and will vest at the end of 2023 fiscal year.