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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2021
Mar 2, 2021
31796_dirs_2021-03-02_e3213dcb-3bcb-4635-8a20-a13aed045fb5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2021-02-28
Reporting Person: Fulton Tricia L (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-28 | Common Stock | M | 1079 | $0.00 | Acquired | 48945.5967 | Direct |
| 2021-02-28 | Common Stock | F | 259 | $65.40 | Disposed | 48686.5967 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-28 | Restricted Stock Units | $0.00 | M | 1079 | Disposed | Common Stock (1079) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5716.854 | Indirect |
Footnotes
F1: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F2: Reflects allocations of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
F3: Each RSU represents the right to receive, following vesting, one share of Common Stock.
F4: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.
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