AI assistant
HELIOS TECHNOLOGIES, INC. — Director's Dealing 2021
Jul 6, 2021
31796_dirs_2021-07-06_fc3bfd62-b96f-4a16-9588-7a3b2ad881bd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2021-07-01
Reporting Person: Morgan Jason Lemar (President, CVT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-01 | Common Stock | M | 713 | $0.00 | Acquired | 1536.1706 | Direct |
| 2021-07-01 | Common Stock | F | 174 | $78.20 | Disposed | 1362.1706 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-01 | Restricted Stock Units | $0.00 | M | 713 | Disposed | Common Stock (713) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24.74 | Indirect |
Footnotes
F1: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (30.9106 during the quarter ended June 30, 2021).
F2: Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.
F3: Reflects the current allocation of shares under the Helios Technologies Inc 401(K) Retirement Plan.
F4: Each RSU granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU granted to reporting person on 7/1/2020, 100% of the awards vest and convert into Common Stock one year from the grant date.