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HELIOS TECHNOLOGIES, INC. Director's Dealing 2021

Jul 6, 2021

31796_dirs_2021-07-06_fc3bfd62-b96f-4a16-9588-7a3b2ad881bd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2021-07-01

Reporting Person: Morgan Jason Lemar (President, CVT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-01 Common Stock M 713 $0.00 Acquired 1536.1706 Direct
2021-07-01 Common Stock F 174 $78.20 Disposed 1362.1706 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-01 Restricted Stock Units $0.00 M 713 Disposed Common Stock (713) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 24.74 Indirect

Footnotes

F1: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (30.9106 during the quarter ended June 30, 2021).

F2: Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.

F3: Reflects the current allocation of shares under the Helios Technologies Inc 401(K) Retirement Plan.

F4: Each RSU granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU granted to reporting person on 7/1/2020, 100% of the awards vest and convert into Common Stock one year from the grant date.