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HELIOS TECHNOLOGIES, INC. Director's Dealing 2021

Jul 6, 2021

31796_dirs_2021-07-06_431306af-737d-4add-a19a-a65f9b660e94.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2021-07-01

Reporting Person: Matosevic Josef (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-01 Common Stock M 1709 $0.00 Acquired 1709 Direct
2021-07-01 Common Stock M 5833 $0.00 Acquired 7542 Direct
2021-07-01 Common Stock F 2201 $78.20 Disposed 5341 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-01 Restricted Stock Units $0.00 M 1709 Disposed Common Stock (1709) Direct
2021-07-01 Restricted Stock Units $0.00 M 5833 Disposed Common Stock (5833) Direct

Footnotes

F1: Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.

F2: Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.