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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2021
Sep 29, 2021
31796_dirs_2021-09-29_a99a2010-b8a6-4289-9fd3-b4eb43aeb3a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2021-09-28
Reporting Person: Arduini Matteo (Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-28 | Common Stock | M | 437 | $39.75 | Acquired | 1962 | Direct |
| 2021-09-28 | Common Stock | S | 437 | $87.9139 | Disposed | 1525 | Direct |
| 2021-09-28 | Common Stock | S | 1525 | $87.9861 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-28 | Non-qualified Stock Options (right to buy) | $39.75 | M | 437 | Disposed | 2030-02-28 | Common Stock (437) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $87.74 to $88.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F2: This transaction was executed in multiple trades at prices ranging from $87.63 to $88.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F3: 33-1/3% of the options vest and became exercisable on each of the first three anniversaries of the grant date.