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HELIOS TECHNOLOGIES, INC. Director's Dealing 2021

Sep 29, 2021

31796_dirs_2021-09-29_a99a2010-b8a6-4289-9fd3-b4eb43aeb3a0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2021-09-28

Reporting Person: Arduini Matteo (Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-28 Common Stock M 437 $39.75 Acquired 1962 Direct
2021-09-28 Common Stock S 437 $87.9139 Disposed 1525 Direct
2021-09-28 Common Stock S 1525 $87.9861 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-28 Non-qualified Stock Options (right to buy) $39.75 M 437 Disposed 2030-02-28 Common Stock (437) Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $87.74 to $88.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2: This transaction was executed in multiple trades at prices ranging from $87.63 to $88.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3: 33-1/3% of the options vest and became exercisable on each of the first three anniversaries of the grant date.