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HELIOS TECHNOLOGIES, INC. Director's Dealing 2021

Nov 10, 2021

31796_dirs_2021-11-10_3deba2e8-61d3-49c9-bc4f-4f2b0fa9b70e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2021-11-08

Reporting Person: Fulton Tricia L (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-08 Common Stock S 2000 $100.0175 Disposed 43643.7698 Direct
2021-11-09 Common Stock S 1500 $105.00 Disposed 42143.7698 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5729.505 Indirect

Footnotes

F1: Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2021.

F2: This transaction was executed in multiple trades at prices ranging from $100.00 to $100.035. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (8.2588 shares during the third quarter of 2021).

F4: Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.