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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2021
Nov 10, 2021
31796_dirs_2021-11-10_3deba2e8-61d3-49c9-bc4f-4f2b0fa9b70e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2021-11-08
Reporting Person: Fulton Tricia L (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-08 | Common Stock | S | 2000 | $100.0175 | Disposed | 43643.7698 | Direct |
| 2021-11-09 | Common Stock | S | 1500 | $105.00 | Disposed | 42143.7698 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5729.505 | Indirect |
Footnotes
F1: Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $100.00 to $100.035. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F3: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (8.2588 shares during the third quarter of 2021).
F4: Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.