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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2020
Feb 25, 2020
31796_dirs_2020-02-25_5cda219d-ce8c-4ee5-82cb-fadebf78534f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2020-02-22
Reporting Person: DANGEL WOLFGANG H (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-22 | Common Stock | M | 2819 | — | Acquired | 50495.5674 | Direct |
| 2020-02-22 | Common Stock | F | 767 | $41.82 | Disposed | 49728.5674 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-22 | Restricted Stock Units | $0 | M | 2819 | Disposed | Common Stock (2819) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 145.511 | Indirect |
Footnotes
F1: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (666.7597 during the quarter ended March 30, 2019; 59.6355 during the quarter ended June 29, 2019; and 22.2714 dividend reinvestment shares).
F2: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F3: Reflects allocations of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
F4: Each RSU represents the right to receive, following vesting, one share of Common Stock.
F5: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.