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HELIOS TECHNOLOGIES, INC. Director's Dealing 2020

Feb 25, 2020

31796_dirs_2020-02-25_5cda219d-ce8c-4ee5-82cb-fadebf78534f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2020-02-22

Reporting Person: DANGEL WOLFGANG H (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-22 Common Stock M 2819 Acquired 50495.5674 Direct
2020-02-22 Common Stock F 767 $41.82 Disposed 49728.5674 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-22 Restricted Stock Units $0 M 2819 Disposed Common Stock (2819) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 145.511 Indirect

Footnotes

F1: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (666.7597 during the quarter ended March 30, 2019; 59.6355 during the quarter ended June 29, 2019; and 22.2714 dividend reinvestment shares).

F2: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

F3: Reflects allocations of shares under the Helios Technologies Inc. 401(k) Retirement Plan.

F4: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F5: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.