HELIOS TECHNOLOGIES, INC. — Director's Dealing 2020

Apr 29, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2020-04-27

Reporting Person: Fulton Tricia L (CFO, Interim President and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-27	Restricted Stock Units	$0	A	7740	Acquired		Common Stock (7740)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	53569.49	Direct
Common Stock	5688.844	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance-Based Restricted Stock Units	$0		Common Stock (6478)	6478	Direct
Restricted Stock Units	$0		Common Stock (3239)	3239	Direct
Non-qualified Stock Options (right to buy)	$39.75	2030-02-28	Common Stock (3239)	3239	Direct
Restricted Stock Units	$0		Common Stock (3442)	3442	Direct
Performance-based Restricted Stock Units	$0		Common Stock (5162)	5162	Direct

Footnotes

F1: Includes shares purchased and dividend reinvestment shares through the Helios Technologies, Inc. Employee Stock Purchase Plan (16.7749 during the quarter ended March 28, 2020).

F2: Reflects allocations of shares under the Helios Technologies Inc. 401(k) Retirement Plan.

F3: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F4: Unless earlier accelerated or forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock twenty four months from the grant date.

F5: Performance-based restricted stock units granted to the reporting person on 2/28/2020, unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending December 3 1, 2022.

F6: Restricted stock units granted to reporting person on 2/28/2020, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F7: Stock Options granted to reporting person on 2/28/2020; unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

F8: Restricted stock units granted to reporting person on 2/22/2019, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F9: Performance-based restricted stock units granted to the reporting person on 2/22/2019, unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022.