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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2019
Nov 7, 2019
31796_dirs_2019-11-07_01d802a6-56e7-4e47-bdb0-15ab79be343d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIOS TECHNOLOGIES, INC. (HLIO)
CIK: 0001024795
Period of Report: 2018-03-03
Reporting Person: Fulton Tricia L (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-03 | Common Stock | F | 1200 | $53.03 | Disposed | 58038.1367 | Direct |
| 2018-10-22 | Common Stock | F | 1100 | $47.14 | Disposed | 56938.1367 | Direct |
| 2019-11-05 | Common Stock | S | 1500 | $45 | Disposed | 55872.36 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5665.32 | Indirect |
Footnotes
F1: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,000 shares of restricted stock granted to the reporting person on March 3, 2017.
F2: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,667 shares of restricted stock granted to the reporting person on October 22, 2015.
F3: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2019.
F4: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (222.77 during the quarter ended March 30, 2019; 144.30 during the quarter ended June 29, 2019; and 67.15 additional dividend reinvestment shares).
F5: Reflects allocations of shares under the Helios Technologies, Inc. Employee Stock Ownership Plan.