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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2018
Sep 24, 2018
31796_dirs_2018-09-24_be04e3ff-823d-4a84-ad30-c65360d8b7e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN HYDRAULICS CORP (SNHY)
CIK: 0001024795
Period of Report: 2018-09-20
Reporting Person: KOSKI CHRISTINE L (Director, 10% Owner)
Reporting Person: KOSKI BEVERLY (10% Owner)
Reporting Person: KOSKI FAMILY LP (10% Owner)
Reporting Person: KOSKI THOMAS L (10% Owner)
Reporting Person: KOSKI ROBERT C (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-20 | Common Stock | S | 13130 | $56.1294 | Disposed | 140702 | Direct |
| 2018-09-20 | Common Stock | S | 5970 | $56.9154 | Disposed | 134732 | Direct |
| 2018-09-21 | Common Stock | S | 5900 | $57.5412 | Disposed | 128832 | Direct |
| 2018-09-21 | Common Stock | S | 4580 | $58.0342 | Disposed | 124252 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1640493 | Direct |
| Common Stock | 412719 | Direct |
| Common Stock | 160000 | Indirect |
| Common Stock | 320111.427 | Direct |
| Common Stock | 19000 | Indirect |
| Common Stock | 60000 | Direct |
Footnotes
F1: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018.
F2: The range of prices for the transactions reported is $55.51 - $56.5050. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Shares owned directly by Christine L. Koski.
F4: The range of prices for the transactions reported is $56.51 - $57.40. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: The range of prices for the transactions reported is $57.00 - $57.76. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: The range of prices for the transactions reported is $58.00 - $58.11. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7: Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
F8: Shares owned directly by Thomas L. Koski.
F9: Shares owned indirectly by Thomas L. Koski.
F10: Shares owned directly by Beverly Koski.
F11: Shares owned indirectly by Beverly Koski.
F12: Shares owned directly by Robert C. Koski.