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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2017
May 3, 2017
31796_dirs_2017-05-03_d249e6a7-fd05-44ad-be20-0196d39deac6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN HYDRAULICS CORP (SNHY)
CIK: 0001024795
Period of Report: 2017-05-01
Reporting Person: KOSKI CHRISTINE L (Director, 10% Owner)
Reporting Person: KOSKI BEVERLY (10% Owner)
Reporting Person: KOSKI FAMILY LP (10% Owner)
Reporting Person: KOSKI ROBERT C (10% Owner)
Reporting Person: KOSKI THOMAS L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-01 | Common Stock | S | 1100 | $39.0014 | Disposed | 269419 | Direct |
| 2017-05-02 | Common Stock | S | 38900 | $39.3681 | Disposed | 230519 | Direct |
| 2017-04-04 | Common Stock | G | 40872 | — | Disposed | 320111.427 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16000 | Indirect |
| Common Stock | 2128493 | Direct |
| Common Stock | 312719 | Direct |
| Common Stock | 160000 | Indirect |
| Common Stock | 95000 | Direct |
Footnotes
F1: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2017.
F2: The range of prices for the transactions reported is $39.00 - $39.015. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Shares owned directly by Christine L. Koski.
F4: The range of prices for the transactions reported is $39.00 - $39.70. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Shares owned directly by Beverly Koski.
F6: Shares owned indirectly by Beverly Koski.
F7: Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
F8: Shares owned directly by Thomas L. Koski.
F9: Shares owned indirectly by Thomas L. Koski.
F10: Shares owned directly by Robert C. Koski.