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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2017
May 10, 2017
31796_dirs_2017-05-09_96745e54-d0fc-495c-a700-7021d86df467.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN HYDRAULICS CORP (SNHY)
CIK: 0001024795
Period of Report: 2017-05-05
Reporting Person: KOSKI CHRISTINE L (Director, 10% Owner)
Reporting Person: KOSKI BEVERLY (10% Owner)
Reporting Person: KOSKI FAMILY LP (10% Owner)
Reporting Person: KOSKI ROBERT C (10% Owner)
Reporting Person: KOSKI THOMAS L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-05 | Common Stock | S | 6900 | $40.2544 | Disposed | 213619 | Direct |
| 2017-05-09 | Common Stock | S | 900 | $40.7622 | Disposed | 212719 | Direct |
| 2017-05-09 | Common Stock | S | 28157 | $41.9189 | Disposed | 184562 | Direct |
| 2017-05-09 | Common Stock | S | 14043 | $42.3841 | Disposed | 170519 | Direct |
| 2017-05-09 | Common Stock | S | 10000 | $40.8949 | Disposed | 75000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2128493 | Direct |
| Common Stock | 320111.427 | Direct |
| Common Stock | 16000 | Indirect |
| Common Stock | 312719 | Direct |
| Common Stock | 160000 | Indirect |
Footnotes
F1: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2017.
F2: The range of prices for the transactions reported is $40.25 - $40.33. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Shares owned directly by Christine L. Koski.
F4: The range of prices for the transactions reported is $40.25 - $41.20. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: The range of prices for the transactions reported is $41.25 - $42.24. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: The range of prices for the transactions reported is $42.25 - $42.70. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2017.
F8: The range of prices for the transactions reported is $40.25 - $41.25. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F9: Shares owned directly by Robert C. Koski.
F10: Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
F11: Shares owned directly by Beverly Koski.
F12: Shares owned indirectly by Beverly Koski.
F13: Shares owned directly by Thomas L. Koski.
F14: Shares owned indirectly by Thomas L. Koski.