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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2016
Oct 5, 2016
31796_dirs_2016-10-05_9d800be9-dd1c-408b-b893-c383851ef7f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN HYDRAULICS CORP (SNHY)
CIK: 0001024795
Period of Report: 2016-10-03
Reporting Person: KOSKI CHRISTINE L (Director, 10% Owner)
Reporting Person: KOSKI BEVERLY (10% Owner)
Reporting Person: KOSKI FAMILY LP (10% Owner)
Reporting Person: KOSKI ROBERT C (10% Owner)
Reporting Person: KOSKI THOMAS L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-03 | Common Stock | S | 23410 | $31.8429 | Disposed | 293519 | Direct |
| 2016-10-04 | Common Stock | S | 17000 | $31.9237 | Disposed | 276519 | Direct |
| 2016-10-05 | Common Stock | S | 8000 | $32.1745 | Disposed | 268519 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2128493 | Direct |
| Common Stock | 360983.427 | Direct |
| Common Stock | 16000 | Indirect |
| Common Stock | 312719 | Direct |
| Common Stock | 160000 | Indirect |
| Common Stock | 100000 | Direct |
Footnotes
F1: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2016.
F2: The range of prices for the transactions reported is $31.52 - $32.12. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: On September 23, 2015, 200,000 shares were distributed by Koski Family Limited Partnership to Christine L. Koski.
F4: Shares owned directly by Christine L. Koski.
F5: The range of prices for the transactions reported is $31.49 - $32.10. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: The range of prices for the transactions reported is $31.83 - $32.49. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7: Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
F8: Shares owned directly by Beverly Koski.
F9: Shares owned indirectly by Beverly Koski.
F10: Shares owned directly by Thomas L. Koski.
F11: Shares owned indirectly by Thomas L. Koski.
F12: Shares owned directly by Robert C. Koski.