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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2013
Oct 3, 2013
31796_dirs_2013-10-03_9732948a-2e7c-48c0-9dfb-f60edf3ba897.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN HYDRAULICS CORP (SNHY)
CIK: 0001024795
Period of Report: 2013-10-01
Reporting Person: KOSKI CHRISTINE L (Director, 10% Owner)
Reporting Person: KOSKI BEVERLY (10% Owner)
Reporting Person: KOSKI FAMILY LP (10% Owner)
Reporting Person: KOSKI ROBERT C (10% Owner)
Reporting Person: KOSKI THOMAS L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-01 | Common Stock | S | 6642 | $35.5727 | Disposed | 153358 | Direct |
| 2013-10-01 | Common Stock | S | 4358 | $36.2672 | Disposed | 149000 | Direct |
| 2013-10-02 | Common Stock | S | 10000 | $35.9275 | Disposed | 139000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2732493 | Direct |
| Common Stock | 462038 | Direct |
| Common Stock | 396434 | Direct |
| Common Stock | 360983.427 | Direct |
| Common Stock | 12000 | Indirect |
Footnotes
F1: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2013.
F2: The range of prices for the transactions reported is $35.12 - $35.97. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: On September 25, 2013, Koski Family Limited Partnership distributed 114,724 shares to Robert C. Koski, 160,000 shares to Thomas L. Koski, 160,000 shares to Christine L. Koski and 3,200 shares to Koski Management, Inc.
F4: Shares owned directly by Robert C. Koski.
F5: The range of prices for the transactions reported is $36.11 - $36.44. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: The range of prices for the transactions reported is $35.55 - $36.38. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7: Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
F8: Shares owned directly by Christine L. Koski.
F9: Shares owned directly by Thomas L. Koski.
F10: Shares owned directly by Beverly Koski.
F11: Shares owned indirectly by Beverly Koski.