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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2013
Oct 15, 2013
31796_dirs_2013-10-15_278742bd-baa1-422a-b4c5-386f8bd03ac8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN HYDRAULICS CORP (SNHY)
CIK: 0001024795
Period of Report: 2013-10-11
Reporting Person: KOSKI CHRISTINE L (Director, 10% Owner)
Reporting Person: KOSKI BEVERLY (10% Owner)
Reporting Person: KOSKI FAMILY LP (10% Owner)
Reporting Person: KOSKI ROBERT C (10% Owner)
Reporting Person: KOSKI THOMAS L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-11 | Common Stock | S | 5900 | $37.1579 | Disposed | 85100 | Direct |
| 2013-10-11 | Common Stock | S | 100 | $37.55 | Disposed | 85000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2732493 | Direct |
| Common Stock | 462038 | Direct |
| Common Stock | 396434 | Direct |
| Common Stock | 360983.427 | Direct |
| Common Stock | 12000 | Indirect |
Footnotes
F1: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2013.
F2: The range of prices for the transactions reported is $36.50 - $37.40. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Shares owned directly by Robert C. Koski.
F4: Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
F5: Shares owned directly by Christine L. Koski.
F6: Shares owned directly by Thomas L. Koski.
F7: Shares owned directly by Beverly Koski.
F8: Shares owned indirectly by Beverly Koski.