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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2011
Jul 21, 2011
31796_dirs_2011-07-21_66cf65f6-2c2f-4539-be0d-11c88ddcb8cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN HYDRAULICS CORP (SNHY)
CIK: 0001024795
Period of Report: 2011-07-19
Reporting Person: KOSKI CHRISTINE L (Director, 10% Owner)
Reporting Person: KOSKI BEVERLY (10% Owner)
Reporting Person: KOSKI FAMILY LP (10% Owner)
Reporting Person: KOSKI ROBERT C (10% Owner)
Reporting Person: KOSKI THOMAS L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-19 | Common Stock | S | 3149 | $33.5409 | Disposed | 4081150 | Direct |
| 2011-07-20 | Common Stock | S | 200 | $33.515 | Disposed | 4080950 | Direct |
| 2011-07-19 | Common Stock | S | 2925 | $33.5401 | Disposed | 78411 | Direct |
| 2011-07-20 | Common Stock | S | 200 | $33.515 | Disposed | 78211 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 375285 | Direct |
| Common Stock | 443953.427 | Direct |
| Common Stock | 230550 | Direct |
| Common Stock | 4800 | Indirect |
Footnotes
F1: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Koski Family Limited Partnership on June 27, 2011.
F2: The range of prices for the transactions reported is $33.50 - $33.57. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F3: Includes 1,361,433 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011.
F4: Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
F5: The range of prices for the transactions reported is $33.50 - $33.53. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F6: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Robert C. Koski on June 27, 2011.
F7: The range of prices for the transactions reported is $33.50 - $33.58. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F8: Includes 27,112 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011.
F9: Shares owned directly by Robert C. Koski.
F10: The range of prices for the transactions reported is $33.50 - $33.53. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F11: Includes 125,095 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011.
F12: Shares owned directly by Christine L. Koski.
F13: Includes 147,984 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011.
F14: Shares owned directly by Beverly Koski.
F15: Includes 76,850 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011.
F16: Shares owned directly by Thomas L. Koski.
F17: Includes 1,600 shares issued as a result of three-for-two stock dividend declared in June 2011 to shareholders of record on June 30, 2011.
F18: Shares owned indirectly by Beverly Koski.