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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2011
Oct 28, 2011
31796_dirs_2011-10-28_66bf66f3-21ec-4cfc-929d-0a57bb9cd4b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN HYDRAULICS CORP (SNHY)
CIK: 0001024795
Period of Report: 2011-10-26
Reporting Person: KOSKI CHRISTINE L (Director, 10% Owner)
Reporting Person: KOSKI BEVERLY (10% Owner)
Reporting Person: KOSKI FAMILY LP (10% Owner)
Reporting Person: KOSKI ROBERT C (10% Owner)
Reporting Person: KOSKI THOMAS L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-26 | Common Stock | S | 5127 | $28.3949 | Disposed | 4067531 | Direct |
| 2011-10-27 | Common Stock | S | 3900 | $29.9091 | Disposed | 4063631 | Direct |
| 2011-10-27 | Common Stock | S | 14075 | $30.6058 | Disposed | 4049556 | Direct |
| 2011-10-26 | Common Stock | S | 5174 | $28.3892 | Disposed | 362256 | Direct |
| 2011-10-27 | Common Stock | S | 3953 | $29.913 | Disposed | 358303 | Direct |
| 2011-10-27 | Common Stock | S | 9068 | $30.5701 | Disposed | 349235 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 443953.427 | Direct |
| Common Stock | 230550 | Direct |
| Common Stock | 63611 | Direct |
| Common Stock | 4800 | Indirect |
Footnotes
F1: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Koski Family Limited Partnership on September 30, 2011.
F2: The range of prices for the transactions reported is $28.00 - $28.68. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F3: Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
F4: The range of prices for the transactions reported is $29.14 - $30.12. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F5: The range of prices for the transactions reported is $30.14 - $31.00. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F6: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Christine Koski on September 30, 2011.
F7: The range of prices for the transactions reported is $28.00 - $28.67. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F8: Shares owned directly by Christine L. Koski.
F9: The range of prices for the transactions reported is $29.13 - $30.10. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F10: The range of prices for the transactions reported is $30.14 - $30.92. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F11: Shares owned directly by Beverly Koski.
F12: Shares owned directly by Thomas L. Koski.
F13: Shares owned directly by Robert C. Koski.
F14: Shares owned indirectly by Beverly Koski.