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HELIOS TECHNOLOGIES, INC. — Director's Dealing 2011
Jun 2, 2011
31796_dirs_2011-06-02_e8590321-d56e-49ed-b01f-f1fed3fb9a7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN HYDRAULICS CORP (SNHY)
CIK: 0001024795
Period of Report: 2011-05-31
Reporting Person: CARLSON ALLEN J (Director, President, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-31 | Common Stock | M | 4049 | $12.27 | Acquired | 55302.0377 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-31 | Employee Stock Option (right to buy) | $12.27 | M | 4049 | Disposed | 2012-12-09 | Common Stock (4049) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8109.342 | Indirect |
Footnotes
F1: Includes 194.364726 shares purchased through the Sun Hydraulics Corporation Employee Stock Purchase Plan during the quarter ended January 1, 2011, and 210.722776 shares purchased through the Sun Hydraulics Corporation Employee Stock Purchase Plan during the quarter ended April 2, 2011.
F2: Reflects allocations of shares under the Sun Hydraulics Corporation Employee Stock Ownership Plan.
F3: Options exercisable as follows: 899 shares on 12/09/06; an additional 899 (adjusted to 1,349) shares on 12/09/07; an additional 900 (adjusted to 1,349) shares on 12/09/08; an additional 900 (adjusted to 1,350) shares on 12/09/09; and an additional 900 (adjusted to 1,350) shares on 12/09/10.