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HELIOS ENERGY LTD Major Shareholding Notification 2011

Nov 28, 2011

65047_rns_2011-11-28_0e72b6e4-4b6b-44a5-aa30-61e3feed3588.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To _Company Name/Scheme New Horizon Coal Ltd
ACN/ARSN 143 932 110

1. Details of substantial holder (1)

Name Ascent Capital Holdings Pty Ltd and Gary Steinepreis
ACN/ARSN (if applicable) 118 292 238
There was a change in the interests of the
substantial holder on
23/11/11
The previous notice was given to the company on 13/10/10

$13/10/10$ The previous notice was dated

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Voting power (5)
6.58%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given in
relation to change (7)
Class and number
of securities
affected
Person's votes
affected
7/10/11 Oakhurst Ent placement \$22,000 Ord 100,000 Oakhurst Ent.
23/11/11 Oakhurst
Ent.
placement \$260,081 Ord
1,182,186
Oakhurst Ent.
23/11/11 Ascent
Capital
Holdings
placement \$100,100 Ord 455,000 Ascent
Capital
Holdings

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's votes
refer to schedule

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Not applicable

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
All parties Level 1, 33 Ord Street, West Perth, WA, 6005

Signature

print name Gary Steinepreis capacity Director
sign here $-1$ date 25/11/2011
--------------------------------------
CARLO MARCHER
a ta mangang disebut si Lindi da

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
  • The voting shares of a company constitute one class unless divided into separate classes. $(4)$
  • The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
  • Include details of: $(6)$
  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) $(a)$ applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or $(b)$ disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired $(7)$ has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write $(8)$ "unknown".
  • Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$

4 Present relevant interests

Holder of relevant
interest
Registered
holder
Person
entitled to be
registered as
holder
Nature of
relevant
interest
Class and
No. of
securities
Persons
Votes
David Steinepreis David
Steinepreis
Direct Ordinary
100,000
100,000
Ascent Capital
Holdings Pty Ltd
Ascent Capital
Holdings Pty
Ltd
Direct Ordinary
2,840,000
2,840,000
Ascent Minerals Pty
Ltd
Ascent
Minerals Pty
Ltd
Direct Ordinary
10,000
10,000
Ascent Capital Pty
Ltd
Ascent Capital
Pty Ltd
Direct Ordinary
10,000
10,000
Jacqueline
Steinepreis
Jacqueline
Steinepreis
and Jacqueline
Steinepreis
$<$ JM
Steinepreis
Family Trust>
Direct Ordinary
20,000
20,000
Gary Steinepreis Gary
Steinepreis
Direct Ordinary
10,000
10,000
LeisureWest
Consulting Pty Ltd
LeisureWest
Consulting Pty
Ltd
<leisurewest
A/C</leisurewest
Direct Ordinary
510,000
510,000
Oakhurst Enterprises
Pty Ltd
Oakhurst
Enterprises Pty
Ltd
Direct Ordinary
1,612,186
1,612,186
Linda Steinepreis Linda
Steinepreis
Direct Ordinary
90,000
90,000
Cetacean Petroleum
Pty Ltd
Cetacean
Petroleum Pty
Ltd
Direct Ordinary
10,000
10,000
Croesus Mining Pty
Ltd
Croesus
Mining Pty
Ltd
Direct Ordinary
10,000
10,000
Mansmar
Investments Pty Ltd
Mansmar
Investments
Pty Ltd
Direct Ordinary
10,000
10,000
N&J Mitchell
Holdings Pty Ltd
<ord streetProperties A/C>
<second fundA/C
<steinepreis superFund
A/C
N&J Mitchell
Holdings Pty
Ltd
Direct Ordinary
230,000
230,000
Totals 5,462,186 5,462,186

Register listing as at 25/11/11

REG_ADDRESS_LINE_2
PTY LTD
PTY LTD
PO BOX 637

NS JACQUELINE MARY STEINEPREIS
MS JACQUELINE MARY STEINEPREIS
MS LINDA LOUISE STEINEPREIS
MRS LINDA LOUISE STEINEPREIS MANSMAR INVESTMENTS PT LTD

( N & J MITCHELL HOLDINGS

) N & J MITCHELL HOLDINGS

) N & J MITCHELL HOLDINGS

L N & J MITCHELL HOLDINGS LEISUREWEST CONSULTING PTY LTD LEISUREWEST CONSULTING PTY LTD OAKHURST ENTERPRISES PTY LTD
OAKHURST ENTERPRISES PTY LTD
OAKHURST ENTERPRISES PTY LTD MR GARY CHRISTIAN STEINEPREIS CETACEAN PETROLEUM PTY LTD
CROESUS MINING NL REG_ADDRESS_LINE_1
ASCENT CAPITAL HOLDINGS
ASCENT CAPITAL HOLDINGS ASCENT MINERALS PTY LTD ASCENT CAPITAL PTY LTD MR DAVID CHRISTIAN

$Z_{\xi}^2$

ne
Pic
Pic


PO BOX 637
PTY LTD

PO BOX 637
PO BOX 637
PO BOX 637

90 CLEMENT STREET
90 CLEMENT STREET

STEINEPREIS

PO BOX 637
PO BOX 637

PTY LTD
90 CLEMENT STREET
90 CLEMENT STREET
90 CLEMENT STREET

REG_ADDRESS_LINE_4
WEST PERTH WA 6872
WEST PERTH WA 6872 SWANBOURNE WA 6010
SWANBOURNE WA 6010 SWANBOURNE WA 6010 LONDON SW11 6AQ PO BOX 637
PO BOX 637
PO BOX 637
PO BOX 637


SWANBOURNE WA 6010
SWANBOURNE WA 6010 CORD STREET PROPERTIES A/C CORD STREET PROPERTIES A/C 96 ROSENEATH ROAD
SWANBOURNE WA 6010
SWANBOURNE WA 6010 90 CLEMENT STREET
WEST PERTH WA 6872
WEST PERTH WA 6872 WEST PERTH WA 6872
WEST PERTH WA 6872
WEST PERTH WA 6872 REG_ADDRESS_LINE_3
PO BOX 637 90 CLEMENT STREET
WEST PERTH WA 6872 WEST PERTH WA 6872 90 CLEMENT STREET PO BOX 637

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oro' $\begin{array}{r} 100,000 \ 10,000 \ 11,000 \ 10,000 \ 11,000 \ 10,000 \ 10,000 \ \hline \end{array}$ $\begin{bmatrix} 10,000 \ 200,000 \ 10,000 \ 11,000 \ 10,000 \ 11,27,186 \ 120,000 \ \end{bmatrix}$ $6.16%$ 5,462,186
6.58%
5,112,186 $\frac{10,000}{50,000}$ 1,192,186
320,000
100,000
100,000 $10,000$
$10,000$ $20,000$
$20,000$
$10,000$ $\int$ $\int$ $\infty$ 83000000 REG_ADDRESS_LINE_6 WEST PERTH WA 6872
WEST PERTH WA 6872
WEST PERTH WA 6872 REG_ADDRESS_LINE_5 WEST PERTH WA 6872 UNITED KINGDOM