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HELIOS ENERGY LTD — Major Shareholding Notification 2011
Nov 28, 2011
65047_rns_2011-11-28_0e72b6e4-4b6b-44a5-aa30-61e3feed3588.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To _Company Name/Scheme | New Horizon Coal Ltd |
|---|---|
| ACN/ARSN | 143 932 110 |
1. Details of substantial holder (1)
| Name | Ascent Capital Holdings Pty Ltd and Gary Steinepreis | |
|---|---|---|
| ACN/ARSN (if applicable) | 118 292 238 | |
| There was a change in the interests of the substantial holder on |
23/11/11 | |
| The previous notice was given to the company on | 13/10/10 |
$13/10/10$ The previous notice was dated
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Voting power (5) |
|---|
| 6.58% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 7/10/11 | Oakhurst Ent | placement | \$22,000 | Ord 100,000 | Oakhurst Ent. |
| 23/11/11 | Oakhurst Ent. |
placement | \$260,081 | Ord 1,182,186 |
Oakhurst Ent. |
| 23/11/11 | Ascent Capital Holdings |
placement | \$100,100 | Ord 455,000 | Ascent Capital Holdings |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| refer | to | schedule | |||
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) Nature of association | |
|---|---|
| Not applicable | |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| All parties | Level 1, 33 Ord Street, West Perth, WA, 6005 |
Signature
| print name | Gary Steinepreis | capacity | Director |
|---|---|---|---|
| sign here | $-1$ | date | 25/11/2011 -------------------------------------- |
| CARLO MARCHER a ta mangang disebut si Lindi da |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- Include details of: $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) $(a)$ applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or $(b)$ disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired $(7)$ has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write $(8)$ "unknown".
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
4 Present relevant interests
| Holder of relevant interest |
Registered holder |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and No. of securities |
Persons Votes |
|---|---|---|---|---|---|
| David Steinepreis | David Steinepreis |
Direct | Ordinary 100,000 |
100,000 | |
| Ascent Capital Holdings Pty Ltd |
Ascent Capital Holdings Pty Ltd |
Direct | Ordinary 2,840,000 |
2,840,000 | |
| Ascent Minerals Pty Ltd |
Ascent Minerals Pty Ltd |
Direct | Ordinary 10,000 |
10,000 | |
| Ascent Capital Pty Ltd |
Ascent Capital Pty Ltd |
Direct | Ordinary 10,000 |
10,000 | |
| Jacqueline Steinepreis |
Jacqueline Steinepreis and Jacqueline Steinepreis $<$ JM Steinepreis Family Trust> |
Direct | Ordinary 20,000 |
20,000 | |
| Gary Steinepreis | Gary Steinepreis |
Direct | Ordinary 10,000 |
10,000 | |
| LeisureWest Consulting Pty Ltd |
LeisureWest Consulting Pty Ltd <leisurewest A/C</leisurewest |
Direct | Ordinary 510,000 |
510,000 | |
| Oakhurst Enterprises Pty Ltd |
Oakhurst Enterprises Pty Ltd |
Direct | Ordinary 1,612,186 |
1,612,186 | |
| Linda Steinepreis | Linda Steinepreis |
Direct | Ordinary 90,000 |
90,000 | |
| Cetacean Petroleum Pty Ltd |
Cetacean Petroleum Pty Ltd |
Direct | Ordinary 10,000 |
10,000 | |
| Croesus Mining Pty Ltd |
Croesus Mining Pty Ltd |
Direct | Ordinary 10,000 |
10,000 | |
| Mansmar Investments Pty Ltd |
Mansmar Investments Pty Ltd |
Direct | Ordinary 10,000 |
10,000 | |
| N&J Mitchell Holdings Pty Ltd <ord streetProperties A/C> <second fundA/C <steinepreis superFund A/C |
N&J Mitchell Holdings Pty Ltd |
Direct | Ordinary 230,000 |
230,000 | |
| Totals | 5,462,186 | 5,462,186 |

Register listing as at 25/11/11
REG_ADDRESS_LINE_2
PTY LTD
PTY LTD
PO BOX 637
NS JACQUELINE MARY STEINEPREIS
MS JACQUELINE MARY STEINEPREIS
MS LINDA LOUISE STEINEPREIS
MRS LINDA LOUISE STEINEPREIS MANSMAR INVESTMENTS PT LTD
( N & J MITCHELL HOLDINGS
) N & J MITCHELL HOLDINGS
) N & J MITCHELL HOLDINGS
L N & J MITCHELL HOLDINGS LEISUREWEST CONSULTING PTY LTD LEISUREWEST CONSULTING PTY LTD OAKHURST ENTERPRISES PTY LTD
OAKHURST ENTERPRISES PTY LTD
OAKHURST ENTERPRISES PTY LTD MR GARY CHRISTIAN STEINEPREIS CETACEAN PETROLEUM PTY LTD
CROESUS MINING NL REG_ADDRESS_LINE_1
ASCENT CAPITAL HOLDINGS
ASCENT CAPITAL HOLDINGS ASCENT MINERALS PTY LTD ASCENT CAPITAL PTY LTD MR DAVID CHRISTIAN
$Z_{\xi}^2$
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Pic
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PO BOX 637
PTY LTD
PO BOX 637
PO BOX 637
PO BOX 637
90 CLEMENT STREET
90 CLEMENT STREET
STEINEPREIS
PO BOX 637
PO BOX 637
PTY LTD
90 CLEMENT STREET
90 CLEMENT STREET
90 CLEMENT STREET
REG_ADDRESS_LINE_4
WEST PERTH WA 6872
WEST PERTH WA 6872 SWANBOURNE WA 6010
SWANBOURNE WA 6010 SWANBOURNE WA 6010 LONDON SW11 6AQ PO BOX 637
PO BOX 637
PO BOX 637
PO BOX 637
SWANBOURNE WA 6010
SWANBOURNE WA 6010 CORD STREET PROPERTIES A/C CORD STREET PROPERTIES A/C 96 ROSENEATH ROAD
SWANBOURNE WA 6010
SWANBOURNE WA 6010 90 CLEMENT STREET
WEST PERTH WA 6872
WEST PERTH WA 6872 WEST PERTH WA 6872
WEST PERTH WA 6872
WEST PERTH WA 6872 REG_ADDRESS_LINE_3
PO BOX 637 90 CLEMENT STREET
WEST PERTH WA 6872 WEST PERTH WA 6872 90 CLEMENT STREET PO BOX 637
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oro' $\begin{array}{r} 100,000 \ 10,000 \ 11,000 \ 10,000 \ 11,000 \ 10,000 \ 10,000 \ \hline \end{array}$ $\begin{bmatrix} 10,000 \ 200,000 \ 10,000 \ 11,000 \ 10,000 \ 11,27,186 \ 120,000 \ \end{bmatrix}$ $6.16%$ 5,462,186
6.58%
5,112,186 $\frac{10,000}{50,000}$ 1,192,186
320,000
100,000
100,000 $10,000$
$10,000$ $20,000$
$20,000$
$10,000$ $\int$ $\int$ $\infty$ 83000000 REG_ADDRESS_LINE_6 WEST PERTH WA 6872
WEST PERTH WA 6872
WEST PERTH WA 6872 REG_ADDRESS_LINE_5 WEST PERTH WA 6872 UNITED KINGDOM