AI assistant
HEICO CORP — Director's Dealing 2021
Nov 1, 2021
30075_dirs_2021-11-01_0903e611-4374-4b1c-b482-cd7e23d2c495.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2021-10-31
Reporting Person: MENDELSON LAURANS A (Director, COB and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-20 | Class A Common Stock | G | 955 | — | Disposed | 209528 | Indirect |
| 2021-10-25 | Common Stock | G | 407 | — | Disposed | 88161 | Indirect |
| 2021-07-09 | Class A Common Stock | G | 308 | — | Disposed | 9678 | Indirect |
| 2021-09-23 | Class A Common Stock | G | 84 | — | Disposed | 9594 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 928394 | Direct |
| Class A Common Stock | 15077 | Direct |
| Common Stock | 1717928 | Indirect |
| Common Stock | 1309427 | Indirect |
| Common Stock | 1784 | Indirect |
| Class A Common Stock | 2122 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to purchase Common Stock) | $91.13 | 2029-03-15 | Common Stock (100000.0) | 100000 | Direct |
Footnotes
F1: Represents shares owned by LAM Limited Partners, a partnership whose sole general partner is a corporation controlled by Arlene Mendelson, the wife of the Reporting Person.
F2: Represents shares owned by LAM Alpha Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F3: Represents shares owned by Mendelson International Corporation, a corporation of which the Reporting Person is the Chairman of the Board. The Reporting Person disclaims beneficial ownership of securities held by Mendelson International Corporation.
F4: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 28, 2021.
F5: Represents shares owned by the Laurans A. and Arlene H. Mendelson Charitable Foundation, Inc., a non-profit Charitable Corporation.
F6: These options become exercisable 20% per year over five years from the date of Grant.