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HEICO CORP Director's Dealing 2019

Mar 5, 2019

30075_dirs_2019-03-05_14fab66e-f366-425e-9a63-11bf6c16553c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2019-03-01

Reporting Person: MENDELSON VICTOR H (Director, Co-President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-01 Common Stock M 381470 $10.9786 Acquired 1182736 Direct
2019-03-01 Common Stock F 177200 $93.76 Disposed 1005536 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-01 Option (Right to purchase Common Stock) $10.9786 M 381470 Disposed 2020-09-13 Common Stock (381470.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 284515 Direct
Class A Common Stock 224785 Indirect
Common Stock 172515 Indirect
Common Stock 4762 Indirect
Class A Common Stock 19137 Indirect
Common Stock 92002 Indirect
Class A Common Stock 87118 Indirect
Common Stock 921 Indirect
Class A Common Stock 16135 Indirect
Common Stock 465318 Indirect
Class A Common Stock 137201 Indirect
Common Stock 28806 Indirect
Class A Common Stock 8465 Indirect
Common Stock 1311 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (Right to purchase Common Stock) $15.9351 2021-09-12 Common Stock (305176.0) 305176 Direct
Option (Right to purchase Common Stock) $21.4098 2023-06-10 Common Stock (122070.0) 122070 Direct
Option (Right to purchase Common Stock) $29.6704 2025-06-08 Common Stock (97656.0) 97656 Direct
Option (Right to purchase Common Stock) $24.9498 2025-12-14 Common Stock (97656.0) 97656 Direct
Option (Right to purchase Common Stock) $44.9638 2027-03-17 Common Stock (195313.0) 195313 Direct
Option (Right to purchase Common Stock) $70.656 2028-03-16 Common Stock (125000.0) 125000 Direct
Option (Right to purchase Class A Common Stock) $15.4501 2023-06-10 Class A Common Stock (122070.0) 122070 Direct

Footnotes

F1: Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.

F2: Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.

F3: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated March 1, 2019.

F4: Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.

F5: Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.

F6: Represents shares held for the reporting person by the HEICO Corporation Leadership Compensation Plan (409A Plan).

F7: These options are exercisable at 20% per year over five years from the date of grant.